Memberships and Affiliations

• FINRA
• SIPC
• MSRB

Disclosures and Other lmportant Information

• U.S. Capital Wealth Advisors, LLC - Form CRS
• U.S. Capital Wealth Advisors, LLC - Form ADV Link
• U.S. Capital Wealth Advisors ADV Part 2B Texas Brochure
• U.S. Capital Wealth Advisors ADV Part 2B Outside Texas Brochure
• U.S. Capital Wealth Advisors, LLC - Privacy Policy
• USCA Securities LLC - Form CRS
• USCA Asset Management LLC - Form ADV 2A and 2B
  
• Fee Disclosure
• Conflicts of Interest Disclosure
• Disclosure of Available Wealth Management Services
• Client Disclosures and Important Information
• National Financial Services LLC brochure
• FINRA Broker Check
• Investment Advisor Public Disclosure
• Fidelity Business Continuity Plan
• Business Continuity Plan
• Envestnet Form ADV
• Important Information when Opening a New Account
• Investors Exchange Rule Book
• Bank Deposit Sweep Program Disclosure Document
• Bank Deposit Sweep & Fidelity Fund Rates

Options Disclosure Document

A copy of the supplemental information may be found at Options Clearing Corporation’s website at:

• OCC - Options Disclosure Document (theocc.com)
  • Options Disclosure Document Supplement - June 2024

To contact Compliance please send an email to compliance@uscallc.com.

Trading and Best Execution Information

• SEC Rule 606 Report for NFS Order Flow ( PDF) - Quarter Ending March 31, 2025
• SEC Rule 606 Report for NFS Order Flow ( XML) - Quarter Ending March 31, 2025
• SEC Rule 606 Report for FlexTrade Order Flow (XLSX) – Quarter Ending Dec March 31, 2025
• SEC Rule 606 Report for FlexTrade Order Flow (XML) – Quarter Ending March 31, 2025
• SEC Rule 606 Report for NFS Order Flow (XLSX) - Quarter Ending December 31, 2024.xlsx
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending December 31, 2024.xml
• SEC Rule 606 Report for FlexTrade Order Flow (PDF) – Quarter Ending December 31, 2024.pdf
• SEC Rule 606 Report for FlexTrade Order Flow (XML) – Quarter Ending December 31, 2024.xml
• SEC Rule 606 Report for NFS Order Flow (XLSX) - Quarter Ending September 30, 2024.xlsx
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending September 30, 2024.xml
• SEC Rule 606 Report for FlexTrade Order Flow (PDF) – Quarter Ending September 30, 2024.pdf
• SEC Rule 606 Report for FlexTrade Order Flow (XML) – Quarter Ending September 30, 2024.xml
• SEC Rule 606 Report for NFS Order Flow ( PDF) - Quarter Ending June 30, 2024
• SEC Rule 606 Report for NFS Order Flow ( XML) - Quarter Ending June 30, 2024
• SEC Rule 606 Report for FlexTrade Order Flow (PDF) – Quarter Ending June 30, 2024
• SEC Rule 606 Report for FlexTrade Order Flow (XML) – Quarter Ending June 30, 2024
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending March 31, 2024
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending March 31, 2024
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending March 31, 2024
• SEC Rule 606 Report for Flex Trade Trade Order Flow (XML) - Quarter Ending March 31, 2024
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending December 31, 2023
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending December 31, 2023
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending December 31, 2023
• SEC Rule 606 Report for Flex Trade Trade Order Flow (XML) - Quarter Ending December 31, 2023
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending September 30, 2023
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending September 30, 2023
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending September 30, 2023
• SEC Rule 606 Report for Flex Trade Trade Order Flow (XML) - Quarter Ending September 30, 2023
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending June 30, 2023
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending June 30, 2023 
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending June 30, 2023 
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending March 31, 2023
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending March 31, 2023
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending March 31, 2023
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending March 31, 2023
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending December 31, 2022
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending December 31, 2022
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending December 31, 2022
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending December 31, 2022
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending September 30, 2022
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending September 30, 2022
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending September 30, 2022
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending September 30, 2022
• SEC Rule 606 Report for NFS Trade Order Flow (PDF) - Quarter Ending June 30, 2022
• SEC Rule 606 Report for NFS Trade Order Flow (XML) - Quarter Ending June 30, 2022 
• SEC Rule 606 Report for Flex Trade Order Flow (PDF) - Quarter Ending June 30, 2022
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending June 30, 2022
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending March 31, 2022
• SEC Rule 606 Report for NFS Trade Order Flow (XML) - Quarter Ending March 31, 2022
• SEC Rule 606 Report for Flex Trade Order Flow (PDF) - Quarter Ending March 31, 2022
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending March 31, 2022
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending December 31, 2021
• SEC Rule 606 Report for NFS Order Flow (XML) - Quarter Ending December 31, 2021
• SEC Rule 606 Report for Flex Trade Order Flow (PDF) - Quarter Ending December 31, 2021
• SEC Rule 606 Report for Flex Trade Order Flow (XML) - Quarter Ending December 31, 2021
• SEC Rule 606 Report for NFS Order Flow ( PDF) - Quarter Ending September 30, 2021
• SEC Rule 606 Report for NFS Order Flow ( XML) - Quarter Ending September 30, 2021
• SEC Rule 606 Report for FlexTrade Order Flow (PDF) – Quarter Ending September 30, 2021
• SEC Rule 606 Report for FlexTrade Order Flow (XML) – Quarter Ending September 30, 2021
• SEC Rule 606 Report for NFS order Flow (PDF) - Quarter Ending June 30, 2021
• SEC Rule 606 Report for NFS order Flow (XML) - Quarter Ending June 30, 2021
• SEC Rule 606 Report for Flextrade order Flow (PDF) - Quarter Ending June 30, 2021
• SEC Rule 606 Report for Flextrade order Flow (XML) - Quarter Ending June 30, 2021
• SEC Rule 606 Report for NFS order Flow (PDF) - Quarter Ending March 31, 2021
• SEC Rule 606 Report for NFS order Flow (XML) - Quarter Ending March 31, 2021
• SEC Rule 606 Report for Flextrade order Flow (PDF) - Quarter Ending March 31, 2021
• SEC Rule 606 Report for Flextrade order Flow (XML) - Quarter Ending March 31, 2021
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending June 30, 2024
• SEC Rule 606 Report for NFS Order Flow (PDF) - Quarter Ending June 30, 2024
• SEC Rule 606 Report for Flex Trade Trade Order Flow (PDF) - Quarter Ending June 30, 2024
• SEC Rule 606 Report for Flex Trade Trade Order Flow (XML) - Quarter Ending June 30, 2024
• SEC Rule 606 Report for NFS Order Flow - Quarter Ending March 31, 2019
• SEC Rule 606 Report for Flextrade Order Flow – Quarter Ending March 31, 2019
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