Memberships and Affiliations
Disclosures and Other lmportant Information
- U.S. Capital Wealth Advisors, LLC - Form CRS
- U.S. Capital Wealth Advisors, LLC - Form ADV Link
- U.S. Capital Wealth Advisors ADV Part 2A Brochure
- U.S. Capital Wealth Advisors, LLC - Privacy Policy
- USCA Securities LLC - Form CRS
- USCA Asset Management LLC - Form ADV
- SEC Rule 606 Report for NFS Order Flow - Quarter Ending March 31, 2019
- SEC Rule 606 Report for Flextrade Order Flow – Quarter Ending March 31, 2019
- Fee Disclosure
- Conflicts of Interest Disclosure
- Disclosure of Available Wealth Management Services
- Important Client Information - NAB
- National Financial Services LLC brochure
- FINRA Broker Check
- Investment Advisor Public Disclosure
- Fidelity Business Continuity Plan
- USCA Business Continuity Plan
- Envestnet Form ADV
- Important Information when Opening a New Account
- Investors Exchange Rule Book
Options Disclosure Document
A copy of the supplemental information may be found at Options Clearing Corporation’s website at:
To contact Compliance please send an email to sgott@uscallc.com.
U.S. Capital Wealth Advisors Form CRS