U.S. Capital Wealth Advisors offers a whole host of services for both individuals and institutions. Committed to excellence, our team brings decades of collective experience in the financial services industry, delivering objective advice and recommendations that serve the unique needs of high-net-worth and ultra-high-net-worth individuals.
While wealth management serves as one of our key offerings, we bring much more to the table. Dedicated to consistently expanding our reach and connections, we are always searching for new ways to better serve our clients.
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For more information, visit our Institutional Client Group site.
How We Serve Our Clients
Experience
Our financial advisors have been providing thoughtful, objective advice to wealthy families for many years, through a variety of market cycles. This means that we have seen almost everything that the markets can do, and are well-prepared to help you navigate the often challenging market and economic cycles.
Independence
We are beholden to no one but you, our clients. Unlike the large firms, we don’t have public shareholders to answer to. We don’t engage in pay to play arrangements with outside managers to allow them shelf space and access to our advisors. We make every decision based on how it will impact our clients.
Understanding
Our advice is driven by your needs. First we get to know you, our clients, in a deep and personal way. We spend the time to understand your personal situation, including not only your long-term financial goals but also your family dynamics and any needs specific to you and your family.
Customization
We provide unique solutions rather than only off-the-shelf products. We don’t believe that one size fits all. Each client has uniquely different needs, therefore each portfolio is tailored for each client. We don’t have “model” portfolios dictated to us from the home office, because we believe that our advisors, who have the direct, personal relationships with their clients, will know best what is in your best interests.
Efficiency
Successful long-term investing is dependent upon efficient short-term execution. To achieve this we have an experienced and capable operations teams, with professionals who have gained prior experience and knowledge from many of the largest financial services firms in the country.
Transparency
There are no hidden charges or expenses at US Capital Wealth Advisors. You will always know exactly what you are paying for and what value you are receiving. But transparency goes beyond that. Our advisors communicate to you regularly so that you fully understand the investment process and the decisions being made on your behalf.
Performance
We understand that what you need is more than just market-beating performance. Tax efficiency is always essential, as it’s not what you make but what you keep that matters. We also understand that performance in a vacuum is meaningless if you don’t know the risks that you’re taking to achieve it. Risk-adjusted returns are important to monitor.
Communication
Too many advisors put clients into investments and then forget about them. We will be with you every step of the way, regularly meeting with you to review your portfolio and your entire financial situation to ensure that you remain on track to meet your goals.
Education
Many of our advisors have earned advanced degrees in finance and economics from some of the top colleges in the country, including UC-Berkley, University of Chicago, University of Virginia, University of Texas, and many more. Additionally, our education has not stopped after college. Many of our Advisors are Certified Investment Management Analysts, Certified Financial Planners, Certified Portfolio Managers, as well as other professional certifications.
Trust
We understand how essential security and confidentiality are. We along with our Custodians utilize some of the most robust encryption software programs available. Your investments are held at two of the largest and most secure financial institutions in the country. Ask your Financial Advisor for specific information as to the custodian of your account.
Teamwork
We collaborate with the rest of your financial team, working closely with your tax and legal advisors to ensure a seamless implementation of your financial plans across all platforms.
Open Architecture
Many firms claim to have it, but only allow investment with the companies that have paid to be included on their platform. Our sole criteria for an investment is if it’s in our clients’ best interests. We have access to thousands of mutual funds, ETF’s and separately managed institutional portfolios, as well as hedge funds, private equity funds and other alternative assets and strategies.
U.S. Capital Wealth Advisors Form CRS